PRC Financial Intermediary Review Act
S. 3405119th Congress

PRC Financial Intermediary Review Act

Introduced in the SenateSen. David McCormick (R-PA)8 sections · 1 min read
Version: Introduced in Senate · Dec 9, 2025

Section 1. Short title

This Act may be cited as the PRC Financial Intermediary Review Act.

Section 2. Study and report

Not later than 1 year after the date of the enactment of this Act, the Securities and Exchange Commission shall—

(1) conduct a study on the transparency of, and cooperation regarding—

(A) brokers and dealers that are—

(i) members of a national securities association and registered with the Securities and Exchange Commission; and

(ii) controlled by or organized under the laws of the People’s Republic of China; and

(B) investment advisers that are registered with the Securities and Exchange Commission and controlled by or organized under the laws of the People’s Republic of China; and

(2) submit to Congress a report that includes the results of the study conducted under paragraph (1).

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