SEC Act of 2025
This bill appears to be dead.
No action recorded in 1 year, 6 months. The structural status reflects an earlier milestone, not current activity.
This bill specifies when separate occurrences of securities law violations must be considered as a single violation for purposes of calculating penalties. Specifically, separate occurrences must be counted as a single violation when the acts in question are the result of (1) a common or a substantially overlapping cause, (2) the same misstatement or omission, or (3) a continuing failure to comply. The bill applies to various violations of securities law, including those involving the registration, offer, and sale of securities; and the conduct of brokers, dealers, and investment advisers.
Filed in the House
This house bill has been filed and is working its way through Congress. It will need to pass both the House and the Senate, then be signed by the President to become law.
Who introduced this
Pete Sessions
RepublicanU.S. Representative · TX-17
Introduced solo — no cosponsors joined.
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