21st Century Courts Act of 2022
S. 4010117th Congress

21st Century Courts Act of 2022

Introduced in the SenateSen. Sheldon Whitehouse (D-RI)138 sections · 13 min read
Version: Introduced in Senate · Apr 6, 2022

Section 1. Short title

This Act may be cited as the 21st Century Courts Act of 2022.

(a) In general

Chapter 16 of title 28, United States Code, is amended by adding at the end the following:

(a) Not later than 180 days after the date of the enactment of this section—

(1) the Supreme Court of the United States shall, after appropriate public notice and opportunity for comment, issue a code of conduct for the justices of the Supreme Court; and

(2) the Judicial Conference of the United States shall issue a code of conduct for the judges of the courts of appeals, the district courts (including bankruptcy judges and magistrate judges), and the Court of International Trade.

(b) If the Supreme Court of the United States fails to comply with subsection (a), the code of conduct for justices of the Supreme Court shall consist of the Code of Conduct for United States Judges, as in effect on the date of enactment of this section.

(c) The Supreme Court of the United States and the Judicial Conference may modify the applicable codes of conduct under this section after giving appropriate public notice and opportunity for comment.

(b) Technical and conforming amendment

The table of sections for chapter 16 of title 28, United States Code, is amended by adding at the end the following:

Section 3. Disqualification of Federal judges

Section 455 of title 28, United States Code, is amended—

(1) in subsection (a), by inserting bankruptcy judge, after judge,;

(2) in subsection (b), by adding at the end the following:

(6) Where the justice, judge bankruptcy judge, or magistrate judge of the United States received, during the 6-year period ending on the date on which the judge was assigned to the proceeding, income, a gift, or reimbursement required to be reported under section 102 of the Ethics in Government Act of 1978 (5 U.S.C. App.) from a party to the proceeding, a lawyer in the proceeding, an individual employed in a supervisory capacity by a party or law firm in the proceeding, or an affiliate of a party or law firm in the proceeding.

(7) Where a party to the proceeding, a lawyer in the proceeding, an individual employed in a supervisory capacity by a party or law firm in the proceeding, or an affiliate of a party or law firm in the proceeding made any lobbying contact or spent substantial funds in support of the nomination, confirmation, or appointment of the justice, judge, bankruptcy judge, or magistrate judge of the United States.

(8) Where the justice, judge, bankruptcy judge, or magistrate judge of the United States, their spouse, child, or spouse of their child has, during the 6-year period ending on the date on which the justice, judge, bankruptcy judge, or magistrate judge of the United States was assigned to the proceeding—

(A) received income, a gift, or reimbursement required to be reported under section 102 of the Ethics in Government Act of 1978 (5 U.S.C. App.) from, or been employed or volunteered for more than 6 consecutive months in an official supervisory or advisory capacity for a party to the proceeding, a lawyer in the proceeding, or an affiliate of a party or law firm in the proceeding; or

(B) been employed or volunteered for more than 6 consecutive months in an official supervisory or advisory capacity alongside a lawyer in the proceeding.;

(3) by striking subsection (c) and inserting the following:

(c) A justice, judge, bankruptcy judge, or magistrate judge of the United States shall be informed about—

(1) the personal and fiduciary financial interests of the justice, judge, bankruptcy judge, or magistrate judge of the United States;

(2) the personal financial interests of the spouse and minor children residing in the household of the justice, judge, bankruptcy judge, or magistrate judge of the United States; and

(3) any interest that could be substantially affected by the outcome of the proceeding.;

(4) in subsection (d)—

(A) in paragraph (4)—

(i) in clause (iii), by inserting and at the end; and

(ii) in clause (iv), by striking the period at the end and inserting a semicolon; and

(B) by adding at the end the following:

(5) official supervisory or advisory capacity includes acting as a director, officer, trustee, or any other equivalent position;

(6) affiliate means an entity that effectively controls or is controlled by another entity or is associated with another entity under common ownership or control, regardless of tax status or corporate form. Whether an entity is an affiliate of another shall be determined under the totality of the circumstances, including—

(A) whether the entities share employees, board members, or officers;

(B) whether the entities share facilities or mailing addresses;

(C) whether the entities are related organizations, as defined by the Internal Revenue Service; and

(D) any indicia that the 2 entities are alter egos or otherwise effectively the same organization regardless of tax status or corporate form;

(7) substantial funds means an amount of money that a reasonable person would consider to be significant based on the totality of circumstances, including—

(A) the proportion of funds spent relative to the revenues or expenditures of the individual or entity;

(B) the proportion of funds spent relative to other known spending in support of the nomination, confirmation, or appointment of the justice, judge, bankruptcy judge, or magistrate judge of the United States; and

(C) any other objective indicia of the significance of the financial support of the individual or entity for the nomination, confirmation, or appointment of the justice, judge, bankruptcy judge, or magistrate judge of the United States.;

(5) in subsection (e)—

(A) by adding bankruptcy judge, after judge,;

(B) in the first sentence, by inserting, unless the ground for disqualification arises under paragraph (7) of that subsection before the period at the end; and

(C) after the second sentence, by adding Where the ground for disqualification arises only under subsection (b)(7), waiver may be accepted only if offered by all parties to the proceeding.;

(6) in subsection (f), by inserting under subsection (b)(4) after disqualified; and

(7) by adding at the end the following:

(g) If a justice, judge, bankruptcy judge, or magistrate judge learns that a condition requiring disqualification under this section is present, the justice, judge, bankruptcy judge, or magistrate judge shall—

(1) immediately notify all parties to the proceeding; and

(2) include the notification required under paragraph (1) in the official record of the proceeding.

(1) A justice, judge, bankruptcy judge, or magistrate judge shall grant or certify to a reviewing panel a timely motion filed by a party to the proceeding that is accompanied by a certificate of good faith and an affidavit alleging facts sufficient to show that disqualification of the justice, judge, bankruptcy judge, or magistrate judge is required under this section or any other Federal law.

(2) A reviewing panel described in paragraph (1) shall be selected at random from judges of the United States who do not sit on the same court as the judge, bankruptcy judge, or magistrate judge who is the subject of the motion or as the other members of the reviewing panel. No more than 1 member of the reviewing panel may be a judge of the same judicial circuit as the judge, bankruptcy judge, or magistrate judge who is the subject of the motion.

(3) The Supreme Court of the United States shall be the reviewing panel for a motion seeking to disqualify a justice.

(i) The clerk of the applicable court shall publish timely notice on the website of the court of—

(1) any matter in which a justice, judge, bankruptcy judge, or magistrate judge of the United States disqualifies is disqualified under this section;

(2) in the case of any matter in which the reviewing panel under subsection (h) rules on a motion to disqualify; and

(3) an explanation of each reason for the disqualification or ruling, which shall include a specific identification of each circumstance that resulted in disqualification.

(a) In general

Chapter 111 of title 28, United States Code, is amended by adding at the end the following:

(b) Technical and conforming amendment

The table of sections for chapter 111 of title 28, United States Code, is amended by adding at the end the following:

(1) In general

Section 102(a)(2)(B) of the Ethics in Government Act of 1978 (5 U.S.C. App.) is amended—

(A) by striking source and a brief and inserting source, and a brief;

(B) by inserting, including the value, before of reimbursements; and

(C) by striking greater and received and inserting greater, received.

(2) Periodic reports

Section 103 of the Ethics in Government Act of 1978 (5 U.S.C. App.) is amended by adding at the end the following:

(1) Not later than 30 days after completing travel in connection with which a judicial officer receives, or will receive, a reimbursement required to be reported under section 102(a)(2)(B), the judicial officer shall file a report regarding the reimbursement.

(2) The Administrative Office of the United States Courts shall publish on a website of the Federal judiciary each report filed under paragraph (1).

(1) In general

Section 109(14) of the Ethics in Government Act of 1978 (5 U.S.C. App.) is amended—

(A) by striking any individual’ means and inserting the following: “an individual’—

(A) means;

(B) in subparagraph (A) (as so designated)—

(i) by striking his family each place it appears and inserting the family of the individual; and

(ii) by adding and after the semicolon; and

(C) by adding at the end the following:

(B) with respect to a judicial officer, does not include—

(i) private travel on a boat or airplane owned by an individual if that travel is substituting for commercial transportation;

(ii) any food, lodging, or entertainment provided by an individual who has (or owns or controls an entity that has) a matter pending before the court on which the judicial officer serves or before a court the decisions of which may be appealed to the court on which the judicial officer serves;

(iii) lodging at a residence or other property that is rented to others by the individual providing the hospitality;

(iv) hospitality provided by an individual at—

(I) a restaurant, nightclub, resort, hotel, or other commercial establishment; or

(II) a private club of which the individual is a paying member;

(v) hospitality extended by an individual, the cost of which is paid for by a corporation or organization, including a corporation or organization that is not less than 10-percent owned by the individual; or

(vi) hospitality extended by an individual, the cost of which is reimbursed to the individual by any third party.

(2) Certification regarding lack of reimbursement

Section 102(a)(2) of the Ethics in Government Act of 1978 (5 U.S.C. App.) is amended—

(A) in subparagraph (A), by striking The identity and inserting Subject to subparagraphs (C) and (D), the identity; and

(B) by adding at the end the following:

(D) A judicial officer who receives food, lodging, or entertainment that is exempted under subparagraph (A) from being reported as being food, lodging, or entertainment received as personal hospitality of an individual shall include in the report covering the period during which the food, lodging, or entertainment was received a certification that the cost of the food, lodging, or entertainment was not reimbursed by any third party.

Section 7. Financial conflicts of interest

Section 208 of title 18, United States Code, is amended by inserting after Government employee,, or an officer or employee of the judicial branch of the United States Government,.

(1) In general

Chapter 3 of title 28, United States Code, is amended by adding at the end the following:

(a) In general

The open proceedings of each hearing of a court of appeals shall be made available by video for public transmission over the internet—

(1) to the extent practicable, in real time during such hearing; and

(2) for not fewer than 5 years after the date on which the hearing concludes.

(2) Technical and conforming amendment

The table of sections for chapter 3 of title 28, United States Code, is amended by adding at the end the following:

(1) In general

Chapter 1 of title 28, United States Code, is amended by adding at the end the following:

(a) In general

Each oral argument and reading of an opinion before the Supreme Court of the United States shall be made available by video for public transmission over the internet—

(1) on the day of such oral argument and reading; and

(2) in real time during such oral argument and opinion reading.

(2) Technical and conforming amendment

The table of sections for chapter 1 of title 28, United States Code, is amended by adding at the end the following:

(a) In general

Chapter 111 of title 28, United States Code, as amended by section 5 of this Act, is amended by adding at the end the following:

(a) In general

Unless otherwise provided by law, no court may seal any judicial record or any part of a judicial record unless—

(1) the court finds that a compelling interest justifies abridging the right of public access to the judicial record or the part of the judicial record;

(2) the findings and conclusions of the court are specific to each judicial record or each part of a judicial record;

(3) the seal is narrowly tailored and lasts no longer than necessary; and

(4) the public has been given notice and opportunity to challenge the seal.

(1) In general

Except as provided in paragraph (2), the Supreme Court of the United States and the Judicial Conference of the United States shall prescribe rules of procedure in accordance with sections 2072 through 2074 to ensure that disinterested members of the public have a simplified and inexpensive process to contest a motion to seal a judicial record, to appeal an order sealing a judicial record, and to request that a judicial record be unsealed. No local rule of procedure may be less protective of the right of public access to judicial records than the rules prescribed under this subsection. Such rules shall be prescribed and submitted to the Congress pursuant to sections.

(2) Initial transmittal

The Supreme Court of the United States shall transmit to Congress—

(A) the proposed rules required under paragraph (1) not later than 1 year after the date of enactment of this section; and

(B) any rules in addition to those transmitted under paragraph (1) pursuant to section 2074 of title 28, United States Code.

(c) Rules of construction

Nothing in this section may be construed to—

(1) abolish, diminish, or infringe upon any right, responsibility, or remedy provided by the Constitution of the United States or any other law;

(2) relieve a court of any part of the independent duty of the court to enforce the right of public access to judicial records; or

(3) abrogate any rule of law that is more or additionally protective of the right of public access to judicial records.

(b) Technical and conforming amendment

The table of sections for chapter 111 of title 28, United States Code, as amended by section 5 of this Act, is amended by adding at the end the following:

(a) In general

Not later than December 31, 2022, and every other year thereafter, the Federal Judicial Center shall conduct a study of the extent of compliance or noncompliance with the requirements of sections 144 and 455 of title 28, United States Code, as amended by section 3 of this Act.

(b) Reports to Congress

Not later than April 1 of each year following the completion of the study required under subsection (a)—

(1) the Federal Judicial Center—

(A) shall submit to Congress a report containing the findings of the study; and

(B) may submit to Congress recommendations to improve the compliance by the Federal judiciary with the requirements of sections 144 and 455 of title 28, United States Code, as amended by section 3 of this Act; and

(2) the Comptroller General of the United States shall submit to Congress a report containing an evaluation of the methodology and findings of the study.

(c) Facilitation of studies

In order to facilitate the studies required under subsection (a)—

(1) the Judicial Conference of the United States shall maintain a record of each instance in which a justice, judge, bankruptcy judge, or magistrate judge was not assigned to a case due to potential or actual conflicts indicated on a conflicts sheet; and

(2) the clerk of each court shall maintain and include in the relevant case docket a record of each instance in which a justice, judge, bankruptcy judge, or magistrate judge disqualifies after a case assignment is made.

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